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Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-18
  • NY RA
    APPROVED
    Since 2024-06-18

Branch Locations

500 Fifth Avenue Suite 3020, New York, NY 10110 • United States

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments, Ltd. Carlsbad CA 03/2021 Present
Unemployed Miami Beach FL 02/2021 03/2021
Riverside Resources Vancouver 01/2021 01/2021
High Power Exploration Vancouver 09/2020 12/2020
Colorado School Of Mines Golden CO 08/2019 08/2020
High Power Exploration Vancouver 05/2019 08/2019
Colorado School Of Mines Golden CO 08/2018 05/2019
High Power Exploration Vancouver 02/2017 07/2018
Unemployed Baltimore MD 01/2017 01/2017
I-Pulse Inc. Toulouse 11/2016 12/2016
Unemployed Baltimore MD 06/2016 10/2016
Sprott Asset Management Usa, Inc. New York NY 06/2024 Present
  • 03/2021 → Present
    Sprott Global Resource Investments, Ltd.
    Carlsbad, CA
  • 02/2021 → 03/2021
    Unemployed
    Miami Beach, FL
  • 01/2021 → 01/2021
    Riverside Resources
    Vancouver
  • 09/2020 → 12/2020
    High Power Exploration
    Vancouver
  • 08/2019 → 08/2020
    Colorado School Of Mines
    Golden, CO
  • 05/2019 → 08/2019
    High Power Exploration
    Vancouver
  • 08/2018 → 05/2019
    Colorado School Of Mines
    Golden, CO
  • 02/2017 → 07/2018
    High Power Exploration
    Vancouver
  • 01/2017 → 01/2017
    Unemployed
    Baltimore, MD
  • 11/2016 → 12/2016
    I-Pulse Inc.
    Toulouse
  • 06/2016 → 10/2016
    Unemployed
    Baltimore, MD
  • 06/2024 → Present
    New York, NY
Other Businesses

1014 N Calvert Street LLC; Investment-related; 14 W Mt Vernon Place, Baltimore MD 20201; Private real estate investment; Sole member/owner; March 29, 2021; 0 hours / month; All duties relegated to assistant with Power of Attorney. BITCLOUT - FATHER OCEAN; NOT INVESTMENT RELATED; 2178 CAMBRIDGE AVE., CARDIFF, CA 92007; BLOG; BLOGGING; START DATE: APRIL 2021; APPROXIMATELY 12 HOURS DEVOTED TO BUSINESS PER MONTH; NONE DURING TRADING HOURS. MILES FRANKLIN; Investment-related; 801 Twelve Oaks Center Dr., Wayzata, MN 55391; Bullion purchase/storage; Refer interested clients/prospects; October 2023; 0.5 hours/month; 0.5 hours/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-17
  • S66 Uniform Combined State Law Examination
    2021-08-17

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