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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 04/2021 | 11/2024 |
| Self Employed - Part Time - Insurance Agent, Real Estate Agent | Houston | TX | 05/2013 | 04/2021 |
| Vacation Publications/Vacations To Go | Houston | TX | 08/1994 | 03/2020 |
| Prudential Insurance Company Of America | Houston | TX | 06/2021 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 08/21/2024- Vietnamese Chamber of Commerce- I am one of three Treasurers for this non-profit organization. We all have access to bank account. We have networking events every 3 months or so. We receive sponsorship payments from sponsors and pay bills- Non-Profit Board Member- Not INV Related- Houston, TX- Start Date 10/01/2023- 5hrs/mth- 3hrs during trading. 2) 08/21/2024- Harris Health Ben Taub Hospital - Each hospital has ambassadors to report activities to the county's hospital system. I serve as a back-up ambassador for this one hospital. We attend Zoom meetings once a month or longer as called by the county- Non-profit volunteer (not on board)- Not INV Related- Houston, TX- 2hrs/mth- 0hrs during trading. 3) 08/21/2024- Mustang Shopping Center- Take care of repairs of building as needed- Business Owner- INV Related- Houston, TX- Start Date 01/01/2016- 6hrs/mth- 4hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-08 |
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