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8321 Six Forks Road Suite 103, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-03 |
| NC | RA | APPROVED | 2024-01-03 |
Branch Locations
8321 Six Forks Road Suite 103, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trg Capital Management, Inc. | Johnson City | NY | 11/2023 | Present |
| Unemployed | Schenectady | NY | 06/2023 | 10/2023 |
| Wilkes University | Wilkes Barre | PA | 08/2019 | 05/2023 |
| Shalmont High School | Schenectady | NY | 01/2013 | 06/2019 |
| Unemployed | Schenectady | NY | 06/2019 | 07/2019 |
| Northwestern Mutual | Latham | NY | 06/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-26 |
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