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Lauren Estelle Roecker

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-07
  • TX RA
    APPROVED
    Since 2021-06-07

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain, Watters & Associates, Llc Frisco TX 06/2020 12/2025
Pricewaterousecoopers Dallas TX 09/2018 07/2020
Unemployed Dallas TX 06/2018 09/2018
Full-Time Education College Station TX 08/2013 06/2018
Pricewaterhousecoopers Dallas TX 01/2017 03/2017
Cain, Watters & Associates, Llc Frisco TX 01/2026 Present
  • 06/2020 → 12/2025
    Cain, Watters & Associates, Llc
    Frisco, TX
  • 09/2018 → 07/2020
    Pricewaterousecoopers
    Dallas, TX
  • 06/2018 → 09/2018
    Unemployed
    Dallas, TX
  • 08/2013 → 06/2018
    Full-Time Education
    College Station, TX
  • 01/2017 → 03/2017
    Pricewaterhousecoopers
    Dallas, TX
  • 01/2026 → Present
    Cain, Watters & Associates, Llc
    Frisco, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-06
  • S65 Uniform Investment Adviser Law Examination
    2021-06-06
Other Names
  • Lauren Estelle Kenney

View on SEC IAPD

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Other Offices

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MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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