Naoko Moriya

Current Employers

Employment History

• 03/2020 → 02/2024
  Transamerica Financial Advisors, Inc.
  St. Petersburg, FL
• 01/2006 → Present
  Topsail Llc
  Los Angeles, CA
• 10/2024 → Present
  Nui Llc
  Los Angeles, CA
• 05/2023 → Present
  Ipros Insurance Professionals
  West Covina, CA
• 03/2024 → Present
  Encompass More Asset Management Llc
  Danville, CA
• 04/2020 → 02/2024
  World Financial Group, Inc.
  Cedar Rapids, IA
• 03/2024 → Present
  Encompass More Investments, Llc
  Danville, CA
• 03/2024 → Present
  Agencyfi Llc
  Alpharetta, GA
• 12/2025 → Present
  Legacyfi
  Alpharetta, GA

Previous Registrations

• 2022-03-03 → 2024-03-04
  Transamerica Financial Advisors, Llc
  Valencia, CA

Other Businesses

(1) Topsail LLC; Not investment-related; 510 Sandall Lane, Los Angeles CA, 90077; company for business consulting services for the Japanese clients; Producer, translator; Start: 01/2006; 4 hrs./wk. during trading hrs.; Topsail LLC owned by the applicant's husband (50/50) is a company for business consulting services for the Japanese clients, advertising work, selling his artworks, translation services, and selling men's wear to J-Market on consignment. Work as producer, translator, and customer service. (2) Licensed insurance agent 2) AgencyFi LLC; Not investment-related; 294 S. Main Street, Ste. 600, Alpharetta, GA 30009; Life Agent; Insurance agency; Start: 07/19/2024; 12 hrs./week during trading hrs.; Working as a life-agent. 3) Nui LLC; Not investment-related; 10510 Sandall Lane, Los Angeles, CA 90077; Pass-through company for my commission; Owner; Start: 10/2024; 4 hrs./wk. during trading hrs.; This LLC is pass-through company for my commission only. I am still owner of this company but not many things to manage. 4) iPros Insurance Professionals; Not investment related; 101 N Orange Avenue, Ste. D, West Covina CA, 91790; Insurance agency as FMO; Medicare Agent; 1 hr./week during trading hrs.; Working as Medicare agent. 5) Encompass More Asset Management; Investment-related; 390 Diablo Road, Ste. 100, Danville CA, 94526; Registered Investment Advisor; Investment Advisor Rep; Start: 02/2024; 20 hrs./wk./ during trading hrs.; bringing solutions for their best interests and manage their assets. 6) LegacyFi, LLC; Not-Investment-related; 294 S. Main Street, Ste. 600, Alpharetta, GA 30009; Estate Planning Business; Preparer; Start: 12.13.2025; 1 hour/week - zero hours during trading hrs.; Assist client with completing information for estate planning and translating English to Japanese as needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-03
• S63 Uniform Securities Agent State Law Examination
  2021-07-23

Other Names

• Nao Moriya