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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-06
  • TX RA
    APPROVED
    Since 2016-10-06

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Corporate And Investment Banking 811 Main Street, Suites 3900 & 4000, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc. New York City NY 09/2016 Present
Previous Registrations
  • 2014-08-11 → 2016-08-10
    Visionary Asset Management
    Houston, TX
  • 2014-08-11 → 2016-07-28
    Next Financial Group, Inc.
    Houston, TX
    Houston, TX
  • 2010-09-13 → 2014-08-07
    Parallax Investments, Llc
    Houston, TX
Other Businesses

//Notary Public; Investment Related: N; Nature: Notary;,,; Started: 1996-09-02; Title: Notary; Duties: Notarize documents on occasion for individuals. I do not charge a fee.; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 1-5////Splettstosser Sallas Stewart LLC; Investment Related: N; Nature: Agriculture;United States of America,Texas,Corrigan; Started: 2013-04-02; Title: Owner/Member; Duties: raise timber, livestock, poultry, vegetables; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 21-40////Spark; Investment Related: N; Nature: Delivery of goods;United States of America,Texas,Houston; Started: 2026-06-18; Title: driver; Duties: Driving my young niece with severe anxiety while she works to deliver items, for insurance purposes I have to be background checked and "employed".; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 1-5//

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-05
  • S66 Uniform Combined State Law Examination
    2009-06-05
Other Names
  • Marlana Arline Splettstosser

View on SEC IAPD

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