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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerson | Sidney | OH | 05/2017 | 08/2017 |
| Liberty National Insurance Agency | Mason | OH | 05/2019 | 06/2019 |
| Classic Carriers Inc. | Versailles | OH | 09/2020 | 04/2021 |
| Prenger Financial Services | Versailles | OH | 04/2021 | 06/2021 |
| Hillsdale College | Versailles | OH | 08/2015 | 12/2019 |
| Royal Alliance Associates, Inc. | Versailles | OH | 06/2021 | 09/2022 |
| Unemployed | Versailles | OH | 12/2019 | 09/2020 |
| Osaic Wealth, Inc. | Versailles | OH | 09/2022 | Present |
1. PRENGER FINANCIAL SERVICES, INC. POSITION: Registered Representative and Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/06/2022 ADDRESS: 10511 Kley Rd., PO Box 339, Versailles OH 45380, United States DESCRIPTION: Sales and service of client accounts. 2. Fixed Insurance - Prenger Financial Services POSITION: Licensed Broker NATURE: S-COPRP INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/05/2021 ADDRESS: 10511 KLEY RD VERSAILLES OH 45380 DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. LIONS CLUB POSITION: Secretary NATURE: Not-for-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2024 ADDRESS: 106 S. Center St., Versailles OH 45380, United States DESCRIPTION: Emailing members of upcoming meetings, ordering meals, taking meetings minutes and attendance. 4. POULTRY DAYS POSITION: Board Member - Bulk NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2024 ADDRESS: 104 E. Main St., Versailles OH 45380, United States DESCRIPTION: Overseeing the bulk chicken orders for the Poultry Days festival in Versailles every June. In charge of packaging and transporting bulk chicken coolers to their required destination.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
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