Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Versailles | OH | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Versailles | OH | 11/2018 | Present |
1. NOTARY PUBLIC POSITION: Notary Public NATURE: Duties performed under the umbrella of PRENGER Financial Services, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/19/2002 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Notarizing client documents as needed 2. PRENGER FINANCIAL SERVICES - FIXED INSURANCE POSITION: Licensed Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2008 ADDRESS: 10511 Kley Road, Versailles OH 45380, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 3. PRENGER FINANCIAL SERVICES, INC. POSITION: Registered Rep/IAR/Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/12/2018 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 4. TASKS, INC. POSITION: President/Founder NATURE: Incorporated 501(c)3 not-for-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 28 E. Ward St., Versailles OH 45380, United States DESCRIPTION: As President, I am responsible for fund raising, analysis of funding requests, and coordination of meeting for the board of directors. 5. CPA POSITION: CPA NATURE: I perform these functions under the umbrella of PRENGER Financial Services, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/17/1997 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Assist clients in understanding the tax impact of various investment related transactions. Communicate with client CPAs in helping to plan with the client's best interest in mind. I do not provide any tax preparation services beyond my immediate family. 6. TRUSTEE OF TESTAMENTARY TRUST FOR ONE INDIVIDUAL POSITION: Trustee NATURE: Trustee of a testamentary trust for my cousin INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 28 E. Ward St, VERSAILLES, OH OH 45380, United States DESCRIPTION: I have no responsibilities unless my cousin and his wife both die, at which time I will be trustee of a testamentary trust for his three daughters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-25 |
Reach out to this advisor