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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

10511 Kley Road, Versailles, OH 45380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Versailles OH 05/2016 11/2018
Osaic Wealth, Inc. Versailles OH 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Versailles, OH
  • 11/2018 → Present
    Versailles, OH
Previous Registrations
Other Businesses

1. NOTARY PUBLIC POSITION: Notary Public NATURE: Duties performed under the umbrella of PRENGER Financial Services, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/19/2002 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Notarizing client documents as needed 2. PRENGER FINANCIAL SERVICES - FIXED INSURANCE POSITION: Licensed Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2008 ADDRESS: 10511 Kley Road, Versailles OH 45380, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 3. PRENGER FINANCIAL SERVICES, INC. POSITION: Registered Rep/IAR/Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/12/2018 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 4. TASKS, INC. POSITION: President/Founder NATURE: Incorporated 501(c)3 not-for-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 28 E. Ward St., Versailles OH 45380, United States DESCRIPTION: As President, I am responsible for fund raising, analysis of funding requests, and coordination of meeting for the board of directors. 5. CPA POSITION: CPA NATURE: I perform these functions under the umbrella of PRENGER Financial Services, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/17/1997 ADDRESS: 10511 Kley Rd., Versailles OH 45380, United States DESCRIPTION: Assist clients in understanding the tax impact of various investment related transactions. Communicate with client CPAs in helping to plan with the client's best interest in mind. I do not provide any tax preparation services beyond my immediate family. 6. TRUSTEE OF TESTAMENTARY TRUST FOR ONE INDIVIDUAL POSITION: Trustee NATURE: Trustee of a testamentary trust for my cousin INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 28 E. Ward St, VERSAILLES, OH OH 45380, United States DESCRIPTION: I have no responsibilities unless my cousin and his wife both die, at which time I will be trustee of a testamentary trust for his three daughters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
  • S66 Uniform Combined State Law Examination
    2008-03-25
Designations

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