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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-13
OH RA APPROVED 2019-08-16
  • TX RA
    APPROVED_RES
    Since 2020-02-13
  • OH RA
    APPROVED
    Since 2019-08-16

Branch Locations

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

119 W Canal St, Ansonia, OH 45303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Knightstown IN 05/2014 08/2019
Securities America Advisors Knightstown IN 05/2014 08/2019
Arbor Point Advisors Knightstown IN 09/2014 08/2019
Calton & Associates, Inc Tampa FL 08/2019 Present
  • 05/2014 → 08/2019
    Securities America, Inc
    Knightstown, IN
  • 05/2014 → 08/2019
    Securities America Advisors
    Knightstown, IN
  • 09/2014 → 08/2019
    Arbor Point Advisors
    Knightstown, IN
  • 08/2019 → Present
    Tampa, FL
Previous Registrations
  • 2014-05-23 → 2019-08-15
    Securities America Advisors, Inc.
    Bradford, OH
    Knightstown, IN
    Ansonia, OH
    Largo, FL
    Largo, FL
  • 2014-09-11 → 2019-08-15
    Arbor Point Advisors
    Bradford, OH
    Ansonia, OH
    Largo, FL
    Knightstown, IN
Other Businesses

No. 1) Name of Business: Canal Street Financial Advisors, LLC. Investment related. Address: 119 West Canal Street, PO Box 331, Ansonia, OH 45303. Nature of Business: DBA for investment advisory services and general securities through Calton & Associates, Inc. Position/Title/Relationship: IAR/Registered Rep. Start Date: 08/01/2017. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Compensation is commission and fee based. No. 2) Name of Business: Wilt Insurance. Non-Investment related. Address: 119West Canal St., PO Box 331, Ansonia, OH 45303. Nature of Business: Sales and service of life, health, annuities, and LTC. Position/Title/Relationship: Agent. Start Date: 06/01/1985. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Sales and service of life, health, annuities, LTC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-21
  • S63 Uniform Securities Agent State Law Examination
    1985-05-21

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