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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-13 |
| OH | RA | APPROVED | 2019-08-16 |
Branch Locations
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Knightstown | IN | 05/2014 | 08/2019 |
| Securities America Advisors | Knightstown | IN | 05/2014 | 08/2019 |
| Arbor Point Advisors | Knightstown | IN | 09/2014 | 08/2019 |
| Calton & Associates, Inc | Tampa | FL | 08/2019 | Present |
No. 1) Name of Business: Canal Street Financial Advisors, LLC. Investment related. Address: 119 West Canal Street, PO Box 331, Ansonia, OH 45303. Nature of Business: DBA for investment advisory services and general securities through Calton & Associates, Inc. Position/Title/Relationship: IAR/Registered Rep. Start Date: 08/01/2017. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Compensation is commission and fee based. No. 2) Name of Business: Wilt Insurance. Non-Investment related. Address: 119West Canal St., PO Box 331, Ansonia, OH 45303. Nature of Business: Sales and service of life, health, annuities, and LTC. Position/Title/Relationship: Agent. Start Date: 06/01/1985. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Sales and service of life, health, annuities, LTC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-21 |
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