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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prenger Financial Services | Versailles | OH | 07/2000 | Present |
| Signator Investors, Inc. | Versailles | OH | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Versailles | OH | 11/2018 | Present |
1. PRENGER FINANCIAL SERVICES, INC. POSITION: Independent Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2001 ADDRESS: 10511 Kley Road, PO Box 339, Versailles OH 45380, United States DESCRIPTION: Sale of non-variable insurance products including term life, disability, health, long term care and fixed annuities 2. PRENGER FINANCIAL SERVICES, INC. POSITION: sales NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 08/20/2000 ADDRESS: 10511 Kley Road, PO Box 339, Versailles OH 45380, United States DESCRIPTION: sales and service of client accounts 3. D&L HOLDINGS, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2018 ADDRESS: 10511 Kley Road, PO Box 339, Versailles OH 45380, United States DESCRIPTION: 100% owner of current office building 4. GREENVILLE NATIONAL BANCORP POSITION: Board of Directors NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 3 START DATE: 01/20/2018 ADDRESS: 446 S. Broadway, PO Box 190, Greenville OH 45331, United States DESCRIPTION: Attend monthly board meetings and committee meetings as assigned 5. COMMUNITY IMPROVEMENT CORPORATION, INC. POSITION: Board of Directors NATURE: non-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2017 ADDRESS: 177 N. Center St., Versailles OH 45380, United States DESCRIPTION: corporation promotes commercial development or redevelopment within the community 6. TASKS, INC. POSITION: Director NATURE: non-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2013 ADDRESS: 28 E. Ward St., Versailles OH 45380, United States DESCRIPTION: Director of organization that funds safety education programs for youth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-07 |
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