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Alex Hart

Wells Fargo Advisors Financial Network, LLC

New York, NY

CRD 7358971

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-11
  • NY RA
    APPROVED
    Since 2025-04-11

Branch Locations

747 Third Ave 1003 10Th, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New York NY 05/2021 08/2021
Neighborhood Trust Financial Partners New York NY 04/2020 03/2021
Trillium Trading New York NY 09/2017 03/2019
Unemployed New York NY 03/2019 04/2020
Education - Indiana University Bloomington IN 08/2013 09/2017
Janney Montgomery Scott Llc New York NY 08/2021 04/2025
Wells Fargo Advisors Financial Network, Llc New York NY 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-15
  • S66 Uniform Combined State Law Examination
    2021-07-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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