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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-06-30 |
Branch Locations
111 Saranac St Ste 130, Littleton, NH 03561 • United States
121 Shattuck Way Ste 15, Newington, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 12/2022 |
| Mcintosh Staffing Company | Dover | NH | 10/2020 | 03/2021 |
| Home Instead Senior Care | Portsmouth | NH | 08/2019 | 08/2020 |
| York Hospital | York | ME | 04/2017 | 08/2019 |
| Northeast Rehabilitation Hospital | Salem | NH | 12/2016 | 04/2017 |
| Mission Portsmouth | Portsmouth | NH | 09/2016 | 04/2017 |
| Joseph C Gallant | Newington | NH | 04/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: JOSEPH C GALLANT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2021 POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICING, ACCOUNT OPENING, SCHEDULING, MEETING PREPERATION, PAYROLL, COMPLIANCE, OTHER GENERAL ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
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