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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-21 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | New York City | NY | 03/2021 | 03/2025 |
| Ics Innovation Llc | Garden City | NY | 08/2020 | 03/2021 |
| Unemployed | Jamaica Queens | NY | 05/2018 | 08/2020 |
| Saint John's University | Jamaica Queens | NY | 09/2014 | 05/2018 |
| Unemployed | Astoria | NY | 04/2025 | 09/2025 |
| Stifel | New York | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-01 |
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