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William Thomas Allen

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-17
  • TX RA
    APPROVED
    Since 2023-11-17

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 04/2021 12/2021
Tiaa Lewisville TX 04/2021 12/2021
Photoshoot 24/7 Los Angeles CA 06/2016 11/2018
Unemployed Los Angeles CA 11/2018 04/2019
Self-Employed Wilmer TX 04/2019 Present
Self-Employed Los Angeles CA 01/2020 03/2020
The Vanguard Group, Inc. Scottsdale AZ 12/2021 05/2022
The Vanguard Group, Inc. Plano TX 05/2022 Present
Self-Employed Rockwall TX 03/2024 06/2025
Vanguard Marketing Corporation Plano TX 05/2022 Present
Vanguard Advisers, Inc. Plano TX 11/2023 Present
  • 04/2021 → 12/2021
    Tiaa-Cref Individual & Institutional Services, Llc
    Lewisville, TX
  • 04/2021 → 12/2021
    Tiaa
    Lewisville, TX
  • 06/2016 → 11/2018
    Photoshoot 24/7
    Los Angeles, CA
  • 11/2018 → 04/2019
    Unemployed
    Los Angeles, CA
  • 04/2019 → Present
    Self-Employed
    Wilmer, TX
  • 01/2020 → 03/2020
    Self-Employed
    Los Angeles, CA
  • 12/2021 → 05/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 03/2024 → 06/2025
    Self-Employed
    Rockwall, TX
  • 05/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 11/2023 → Present
    Plano, TX
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WILMER, TX NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH UBER START DATE: 04/2019 APPROXIMATE HOURS PER MONTH: 20 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: TRANSPORT PASSENGERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-16
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2023-11-16
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04
Other Names
  • Allen William
  • Allen T William
  • Will Allen
  • Will Allen
  • Will Allen
  • William T Allen
  • William Thomas Allen
  • William Allen

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