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3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Advisory Services | Angleton | TX | 07/2021 | 05/2023 |
| Avantax Investment Services, Inc. | Angleton | TX | 07/2021 | 05/2023 |
| Nordstrom | Houston | TX | 04/2018 | 04/2021 |
| Nordstrom | St Louis | MO | 07/2016 | 03/2018 |
| Neal Wealth Management Pllc | Angleton | TX | 03/2021 | 05/2023 |
| First American Payment Systems, L.P. /Lularoe | St Louis | MO | 04/2017 | 01/2018 |
| Lpl Financial, Llc | Houston | TX | 06/2023 | 09/2024 |
| Intrua Financial | Houston | TX | 09/2023 | 06/2024 |
| Mosaic Advisors | Houston | TX | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-30 |
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