Best Investors Account Sign in

Alicia M Pfiffner

Morgan Stanley

Mequon, WI

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
WI RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2024-05-03
  • WI RA
    APPROVED
    Since 2022-10-28

Branch Locations

11501 North Port Washington, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mequon WI 06/2022 Present
Aldi De Pere WI 06/2020 05/2022
Pfiffner Chain Vacations, Llc. Stevens Point WI 05/2018 07/2022
St. Norbert College De Pere WI 08/2018 12/2020
Marathon County Parks, Recreation, And Forestry Wausau WI 05/2019 01/2021
Morgan Stanley Green Bay WI 06/2021 08/2021
Education Wausau WI 01/2012 05/2022
Morgan Stanley Private Bank, N.A New York NY 09/2025 Present
  • 06/2022 → Present
    Morgan Stanley
    Mequon, WI
  • 06/2020 → 05/2022
    Aldi
    De Pere, WI
  • 05/2018 → 07/2022
    Pfiffner Chain Vacations, Llc.
    Stevens Point, WI
  • 08/2018 → 12/2020
    St. Norbert College
    De Pere, WI
  • 05/2019 → 01/2021
    Marathon County Parks, Recreation, And Forestry
    Wausau, WI
  • 06/2021 → 08/2021
    Morgan Stanley
    Green Bay, WI
  • 01/2012 → 05/2022
    Education
    Wausau, WI
  • 09/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

More in Mequon, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor