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Thomas E Deflora

Morgan Stanley

New York, NY

CRD 7356288

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
NJ RA APPROVED 2022-02-17
NY RA APPROVED 2021-12-04
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • NJ RA
    APPROVED
    Since 2022-02-17
  • NY RA
    APPROVED
    Since 2021-12-04

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2021 Present
New York Life New York City NY 04/2021 08/2021
Official New York City NY 08/2020 03/2021
Upmerch East Lansing MI 09/2019 05/2020
Knickerbocker Country Club Tenafly NJ 06/2012 08/2021
  • 08/2021 → Present
    Morgan Stanley
    New York, NY
  • 04/2021 → 08/2021
    New York Life
    New York City, NY
  • 08/2020 → 03/2021
    Official
    New York City, NY
  • 09/2019 → 05/2020
    Upmerch
    East Lansing, MI
  • 06/2012 → 08/2021
    Knickerbocker Country Club
    Tenafly, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2021-12-03
Other Names
  • Thomas Edward Deflora

View on SEC IAPD

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