Eric M Wong

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Independent Financial Group, Llc
  New York, NY
• 04/2021 → Present
  W Wealth Strategies
  New York, NY
• 07/2020 → 03/2021
  Lee, Nolan & Koroghlian
  Saddle Brook, NJ
• 09/2016 → 06/2020
  Amherst College
  Amherst, MA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2021 ADDRESS: 100 West 57th Street, Suite 14e, New York NY 10019, United States DESCRIPTION: Selling Life, Long-Term Care, Disability Income insurance. (2) W WEALTH STRATEGIES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/13/2022 ADDRESS: 100 West 57th Street, Suite 14e, New York NY 10019, United States DESCRIPTION: Registered Representative for DBA for marketing purposes. (3) WWS SERVICES POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/10/2022 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Tax services for preparing tax returns.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-07

Designations

• Certified Financial Planner