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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-22
  • NY RA
    APPROVED
    Since 2021-11-22

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 08/2012 Present
Previous Registrations
  • 2021-11-22 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    Stamford, CT
    Stamford, CT
    New York, NY
    Tampa, FL
    Chatham, NJ
    New York, NY
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2011-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2011-07-12
Other Names
  • Christoper R Distaulo

View on SEC IAPD

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