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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heartland Alliance | Chicago | IL | 09/2018 | 08/2021 |
| K9 Code | Melbourne | 09/2017 | 07/2018 | |
| Johnson Becker Pllc | Minneapolis | MN | 10/2015 | 09/2017 |
| Spring | Chicago | IL | 03/2021 | 12/2021 |
| Retirable | New York | NY | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-04 |
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