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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-27
FL RA APPROVED 2021-06-29
  • NC RA
    APPROVED
    Since 2023-03-27
  • FL RA
    APPROVED
    Since 2021-06-29

Branch Locations

223 S West St Suite 900, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Winter Park FL 03/2021 03/2023
Stampede America Orlando FL 08/2020 11/2020
The Exterior Company Orlando FL 05/2020 08/2020
Telaffects Orlando FL 09/2019 05/2020
Student Media Group Orlando FL 04/2019 08/2019
Ucf Orlando FL 08/2018 12/2020
University Of North Florida Jacksonville FL 08/2016 05/2018
Trinity Wealth Securities Orlando FL 11/2021 03/2023
Trinity Wealth Securities, Llc Charlotte NC 03/2023 04/2026
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 03/2023 04/2026
Florida Financial Advisors Dba Tristate Financial Advisors Raleigh NC 04/2026 Present
Trinity Wealth Securities, Llc Raleigh NC 04/2026 Present
  • 03/2021 → 03/2023
    Florida Financial Advisors
    Winter Park, FL
  • 08/2020 → 11/2020
    Stampede America
    Orlando, FL
  • 05/2020 → 08/2020
    The Exterior Company
    Orlando, FL
  • 09/2019 → 05/2020
    Telaffects
    Orlando, FL
  • 04/2019 → 08/2019
    Student Media Group
    Orlando, FL
  • 08/2018 → 12/2020
    Ucf
    Orlando, FL
  • 08/2016 → 05/2018
    University Of North Florida
    Jacksonville, FL
  • 11/2021 → 03/2023
    Trinity Wealth Securities
    Orlando, FL
  • 03/2023 → 04/2026
    Trinity Wealth Securities, Llc
    Charlotte, NC
  • 03/2023 → 04/2026
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 04/2026 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Raleigh, NC
  • 04/2026 → Present
    Trinity Wealth Securities, Llc
    Raleigh, NC
Other Businesses

Trinity Wealth Securities. Investment Related. 223 S West St, Suite 900 Raleigh, NC 27603. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 4/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities. Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 223 S West St, Suite 900 Raleigh, NC 27603 Nature of Business: RIA. Position: Financial Consultant. Start Date: 4/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 223 S West St, Suite 900 Raleigh, NC 27603. Nature of Business: Insurance. Position: Independent Contractor. 4/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-21
S65 Uniform Investment Adviser Law Examination 2021-03-15
  • S63 Uniform Securities Agent State Law Examination
    2023-02-21
  • S65 Uniform Investment Adviser Law Examination
    2021-03-15

View on SEC IAPD

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