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Daniel Wallentin

Janney Montgomery Scott LLC

Warwick, RI

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-13
RI RA APPROVED 2022-02-14
  • TX RA
    APPROVED_RES
    Since 2024-06-13
  • RI RA
    APPROVED
    Since 2022-02-14

Branch Locations

475 Kilvert Street Suite 330, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2021 10/2021
Bj's Brewhouse And Restaurant Warwick RI 03/2018 06/2021
Arooga's Grillehouse Warwick RI 02/2016 03/2018
Janney Montgomery Scott Llc Providence RI 10/2021 05/2022
Janney Montgomery Scott Llc Providence RI 05/2022 07/2022
Janney Montgomery Scott Llc Providence RI 07/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2022-02-11
Other Names
  • Daniel Thomas Wallentin

View on SEC IAPD

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Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

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