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Current Employers
Guardian Wealth Management Inc.

311 Sw Water Street Suite 210, Peoria, IL 61602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-01
  • IL RA
    APPROVED
    Since 2022-09-01

Branch Locations

311 Sw Water Street Suite 210, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kansas State University Mahanttan KS 05/2015 08/2019
Principal Financial Group Cedar Falls IA 08/2019 02/2021
Modern Woodmen Of America Rock Island IL 03/2021 07/2022
Mwa Financial Services Inc Rock Island IL 03/2021 07/2022
Guardian Wealth Management Inc. Peoria IL 08/2022 Present
Purshe Kaplan Sterling Investments Albany NY 10/2022 Present
  • 05/2015 → 08/2019
    Kansas State University
    Mahanttan, KS
  • 08/2019 → 02/2021
    Principal Financial Group
    Cedar Falls, IA
  • 03/2021 → 07/2022
    Modern Woodmen Of America
    Rock Island, IL
  • 03/2021 → 07/2022
    Mwa Financial Services Inc
    Rock Island, IL
  • 08/2022 → Present
    Peoria, IL
  • 10/2022 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1) GUARDIAN WEALTH MANAGEMENT INC. Investment Related. Located at 311 Southwest Water Street, Suite # 210, Peoria, IL 61602. Nature - RIA. Position - Retirement Plan Specialist. Start - 08/2022. 170 hours per month, 150 during trading hours. Duties - provide retirement planning to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01

View on SEC IAPD

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