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4801 Westown Parkway, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-23 |
Branch Locations
4801 Westown Parkway, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Services | West Des Moines | IA | 06/2021 | Present |
| Compass Financial Services | West Des Moines | IA | 03/2021 | 05/2021 |
| Northwestern College | Orange City | IA | 08/2017 | 04/2021 |
| Unity Christian High | Orange City | IA | 08/2013 | 04/2017 |
| Farmers Coop Society | Sioux Center | IA | 01/2017 | 04/2021 |
| 5A Transfer | Sioux Center | IA | 01/2017 | 04/2021 |
| Down To Earth Lawncare | Sioux Center | IA | 04/2014 | 01/2017 |
| Lpl Financial, Llc | West Des Moines | IA | 07/2021 | Present |
1) 2/2022- COMPASS FINANCIAL SERVICES INC- DBA for LPL Business (entity for LPL business)- inv. related- West Des Moines, IA 2) 02/09/2022 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin - Start Date: 07/26/2021 - 170 Hours Per Month - Time Spent 100% - I provide administrative support to Compass Financial Services, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 03/13/2025 - Amazon - Not Investment Related - Other - Non-Securities Related Outside/1099 Employ - Ankeny, IA, - Start Date:02/13/2025 - 8 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-20 |
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