Harrison Smith

Neuberger Berman Bd LLC

CRD 7349823

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-02

NY RA
APPROVED

Since 2022-08-02

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman	New York	NY	03/2021	Present
Nisa Investment Advisors	Saint Louis	MO	06/2019	02/2021
Enterprise Holdings	Saint Louis	MO	05/2018	08/2018
Nai Latter & Blum	New Orleans	LA	08/2017	12/2017
Student	Saint Louis	MO	09/2011	05/2019

03/2021 → Present

Neuberger Berman

New York, NY
06/2019 → 02/2021

Nisa Investment Advisors

Saint Louis, MO
05/2018 → 08/2018

Enterprise Holdings

Saint Louis, MO
08/2017 → 12/2017

Nai Latter & Blum

New Orleans, LA
09/2011 → 05/2019

Student

Saint Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-01

S66 Uniform Combined State Law Examination

2022-08-01

View on SEC IAPD

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