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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-12
  • TX RA
    APPROVED
    Since 2026-03-12

Branch Locations

1250 Wood Branch Park Dr Suite 600, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Cypress TX 03/2025 06/2025
Knights Of Columbus Asset Advisors Houston TX 04/2021 03/2025
Knights Of Columbus Houston TX 01/2013 03/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2025 Present
Northwestern Mutual Investment Services Llc Houston TX 06/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2025 Present
  • 03/2025 → 06/2025
    Unemployed
    Cypress, TX
  • 04/2021 → 03/2025
    Knights Of Columbus Asset Advisors
    Houston, TX
  • 01/2013 → 03/2025
    Knights Of Columbus
    Houston, TX
  • 06/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2025 → Present
    Houston, TX
  • 08/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-28
S65 Uniform Investment Adviser Law Examination 2021-04-26
  • S63 Uniform Securities Agent State Law Examination
    2025-07-28
  • S65 Uniform Investment Adviser Law Examination
    2021-04-26
Other Names
  • Henry Thomas Rangel

View on SEC IAPD

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