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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-08
TX RA APPROVED 2021-04-08
  • PA RA
    APPROVED
    Since 2021-04-08
  • TX RA
    APPROVED
    Since 2021-04-08

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Malvern PA 03/2021 07/2022
Texas Southern University Houston TX 08/2016 05/2018
Texas Southern University, Office Of Information Technology Houston TX 09/2016 04/2017
University Of Houston Houston TX 08/2018 08/2020
Apex Energy Solutions Houston TX 05/2019 08/2019
The Menard Financial Group Houston TX 02/2020 04/2020
Door Dash Houston TX 12/2020 02/2021
Unemployed Houston TX 08/2020 11/2020
Self-Employed Devon PA 04/2021 01/2023
The Vanguard Group, Inc. Plano TX 07/2022 Present
Vanguard Marketing Corporation Plano TX 07/2022 Present
Vanguard Advisers, Inc. Plano TX 07/2022 Present
Vanguard Marketing Corporation Malvern PA 03/2021 07/2022
Vanguard Advisers, Inc. Malvern PA 03/2021 07/2022
  • 03/2021 → 07/2022
    The Vanguard Group, Inc
    Malvern, PA
  • 08/2016 → 05/2018
    Texas Southern University
    Houston, TX
  • 09/2016 → 04/2017
    Texas Southern University, Office Of Information Technology
    Houston, TX
  • 08/2018 → 08/2020
    University Of Houston
    Houston, TX
  • 05/2019 → 08/2019
    Apex Energy Solutions
    Houston, TX
  • 02/2020 → 04/2020
    The Menard Financial Group
    Houston, TX
  • 12/2020 → 02/2021
    Door Dash
    Houston, TX
  • 08/2020 → 11/2020
    Unemployed
    Houston, TX
  • 04/2021 → 01/2023
    Self-Employed
    Devon, PA
  • 07/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 07/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 07/2022 → Present
    Plano, TX
  • 03/2021 → 07/2022
    Vanguard Marketing Corporation
    Malvern, PA
  • 03/2021 → 07/2022
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-25
  • S66 Uniform Combined State Law Examination
    2020-06-25
Other Names
  • Eduardo Rosales Serrano

View on SEC IAPD

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