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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-08
FL RA APPROVED 2024-08-08
PA RA APPROVED 2024-02-26
NJ RA APPROVED 2021-05-03
  • NC RA
    APPROVED
    Since 2025-09-08
  • FL RA
    APPROVED
    Since 2024-08-08
  • PA RA
    APPROVED
    Since 2024-02-26
  • NJ RA
    APPROVED
    Since 2021-05-03

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

100 N Haddon Ave, Haddonfield, NJ 08033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Haddonfield NJ 10/2012 03/2021
Td Private Client Wealth Llc Haddonfield NJ 03/2021 Present
Td Bank N.A. Haddonfield NJ 03/2021 Present
  • 10/2012 → 03/2021
    Td Bank N.A.
    Haddonfield, NJ
  • 03/2021 → Present
    Haddonfield, NJ
  • 03/2021 → Present
    Td Bank N.A.
    Haddonfield, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-08
S65 Uniform Investment Adviser Law Examination 2021-04-30
  • S63 Uniform Securities Agent State Law Examination
    2025-10-08
  • S65 Uniform Investment Adviser Law Examination
    2021-04-30

View on SEC IAPD

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