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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-03 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lil Piggy's Bar-B-Q | Coronado | CA | 07/2014 | 08/2017 |
| Student | San Diego | CA | 08/2017 | 06/2018 |
| Red Lion Hotel | Spokane | WA | 06/2018 | 08/2018 |
| Student | San Diego | CA | 08/2018 | 07/2019 |
| Oggi's | San Diego | CA | 07/2019 | 11/2020 |
| Geico Insurance | San Diego | CA | 11/2020 | 01/2021 |
| Unemployed | San Diego | CA | 01/2021 | 07/2021 |
| Bootlegger | San Diego | CA | 07/2021 | Present |
| Nationwide Investment Services Corporation | Columbus | OH | 10/2023 | 05/2024 |
| Nationwide Investment Services Corporation | San Diego | CA | 01/2023 | 06/2023 |
| Mma Securities Llc | San Diego | CA | 05/2024 | Present |
| Marsh Mclennan Agency | San Diego | CA | 05/2024 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Position: Barback Company/Employer: Bootlegger Location: San Diego, CA Start Date: 08/07/2021 Hours Devoted Monthly: 18 Hours During Trading Hours: 0 Investment Related: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-22 |
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