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Stephen Odell Dean

Compound Planning, Inc.

New York, NY

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-12

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claraphi Advisory Network Llc Aliso Viejo CA 02/2021 08/2022
Axa Rosenberg Investment Management Orinda CA 07/1995 03/2020
Not Employed Piedmont CA 03/2020 02/2021
Alternativ Wealth Irvine CA 08/2022 Present
  • 02/2021 → 08/2022
    Aliso Viejo, CA
  • 07/1995 → 03/2020
    Axa Rosenberg Investment Management
    Orinda, CA
  • 03/2020 → 02/2021
    Not Employed
    Piedmont, CA
  • 08/2022 → Present
    Alternativ Wealth
    Irvine, CA
Previous Registrations
Other Businesses

I provide informal product strategy advice to two pre-revenue startup companies that are not investment related: Tensoriel, a news filtering service; and, KrownData, a data platform software provider. I am not an employee, contractor, owner, officer, director or partner of either. I do not earn or expect to earn income from these activities. It takes about 2 hours per month of my time all outside of regular business and trading hours.

Designations
Other Names
  • Stephen Dean

View on SEC IAPD

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