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115 Broadway 5Th Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Claraphi Advisory Network Llc | Aliso Viejo | CA | 02/2021 | 08/2022 |
| Axa Rosenberg Investment Management | Orinda | CA | 07/1995 | 03/2020 |
| Not Employed | Piedmont | CA | 03/2020 | 02/2021 |
| Alternativ Wealth | Irvine | CA | 08/2022 | Present |
I provide informal product strategy advice to two pre-revenue startup companies that are not investment related: Tensoriel, a news filtering service; and, KrownData, a data platform software provider. I am not an employee, contractor, owner, officer, director or partner of either. I do not earn or expect to earn income from these activities. It takes about 2 hours per month of my time all outside of regular business and trading hours.
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