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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-02 |
| WA | RA | APPROVED | 2022-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tacoma | WA | 03/2021 | Present |
| Evergreen Market | Auburn | WA | 07/2020 | 03/2021 |
| Comc | Auburn | WA | 05/2020 | 07/2020 |
| Cpcm Holdings | Las Vegas | NV | 09/2017 | 04/2020 |
| Security Sam | Henderson | NV | 07/2016 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-07 |
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