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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-06
  • NY RA
    APPROVED
    Since 2025-01-06

Branch Locations

305 Spindrift Drive, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Savings Bank Williamsville NY 11/2014 02/2017
Cetera Investment Services Llc St. Cloud MN 11/2014 09/2016
Cetera Investment Advisers Llc Williamsville NY 12/2014 09/2016
Lpl Financial, Llc Williamsville NY 02/2017 02/2017
Peak Brokerage Services, Llc Jupiter FL 02/2017 Present
Blackridge Asset Management, Llc Williamsville NY 03/2017 01/2025
Independent Insurance Agent Elma NY 02/2017 Present
Independent Solutions Wealth Management, Llc Williamsville NY 01/2025 Present
  • 11/2014 → 02/2017
    Northwest Savings Bank
    Williamsville, NY
  • 11/2014 → 09/2016
    Cetera Investment Services Llc
    St. Cloud, MN
  • 12/2014 → 09/2016
    Cetera Investment Advisers Llc
    Williamsville, NY
  • 02/2017 → 02/2017
    Lpl Financial, Llc
    Williamsville, NY
  • 02/2017 → Present
    Peak Brokerage Services, Llc
    Jupiter, FL
  • 03/2017 → 01/2025
    Williamsville, NY
  • 02/2017 → Present
    Independent Insurance Agent
    Elma, NY
  • 01/2025 → Present
    Williamsville, NY
Previous Registrations
Other Businesses

1) Business Entity: The Financial Guys; Business Activity: The Financial Guys; Duties of Position: Sales and market for service products; Title: Registered Rep; Start Date: 03/2017; Approx. # of hours per month spent on activity: 80; Approx. # of hours spent during trading hours: 72 2) Business Entity: Retirement Service Providers; Business Activity: Marketing and Sales of 401(k)s; Start Date: 06/2020; Duties of Position: Selling and marketing 401(k)s; Title: Registered Rep; Approx. # of hours per month spent on activity: 6; Approx. # of hours spent during trading hours; 4 3) Business Entity: Ronald Waskow; Business Activity: Insurance; Life, Health and P&C; Start Date: 03/2017; Duties of Position: Insurance Sales; Title: Agent; Approx. # of hours spent per month on activity: 25; Approx. # of hours spent during trading hours: 20 4) Business Entity: Independent Solutions Wealth Management, LLC; Business Activity: Investment Advisory; Start Date: 01/2025; Duties of Position: Investment Advisor Rep; Title: Investment Advisor Rep; Approx. # of hours per month spent on activity: 32; Approx. # of hours spent during trading hours: 28 5) Business Entity: Town of Elma Republican Committee; Business Activity: Town Commiteeman; Address: Elma, NY; Duties of Position: Go to Meetings/Fund Raisers; Title: Committeeman; Start Date: 03/2017; Approx. # of hour per month spent on activity: 4; Approx. # of hours spent during trading hours: .5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
  • S66 Uniform Combined State Law Examination
    2017-10-12
Other Names
  • Ronald J Waskow
  • Ronald J Waskow

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