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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-03 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Boston | MA | 02/2021 | Present |
| Jpmorgan Chase Bank Na | Boston | MA | 02/2021 | Present |
| Cambridge Realty Group | Somerville | MA | 01/2017 | 01/2021 |
| Era Russell Realty Group | North Reading | MA | 08/2016 | 12/2016 |
| Suffolk University | Boston | MA | 09/2024 | Present |
Entity Name: Suffolk University Investment related: No Address: 73 Tremont St, Boston, MA 02108 Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 09/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be an Adjunct Professor. I will teach one class FIN 315 2 Principles of Investments - Fall 2024. Effective 2/8/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-03 |
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