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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-19 |
Branch Locations
301 Carlson Parkway, Suite 140, Minnetonka, MN 55305 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Country Racquet And Fitness | Hartland | WI | 11/2017 | 04/2018 |
| Greg Baune | Mendota Heights | MN | 07/2023 | 07/2023 |
| Bank Of England Mortgage | Waukesha | WI | 08/2022 | 06/2023 |
| Jp Morgan Securities | Pewaukee | WI | 07/2021 | 08/2022 |
| Jpmorgan Chase | Pewaukee | WI | 07/2018 | 07/2021 |
| Push Solutions | New Berlin | WI | 05/2017 | 08/2017 |
| High Tide Inc | Wauwatosa | WI | 02/2018 | 05/2018 |
| Panera Bread | Coralville | IA | 10/2016 | 06/2017 |
| Unemployed | Waukesha | WI | 02/2016 | 09/2016 |
| Gregory Baune | Mendota Hts | MN | 07/2023 | 08/2024 |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 07/2023 | 08/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2024 | 08/2024 |
| Unemployed | Minneapolis | MN | 09/2024 | 10/2024 |
| Lpl Financial Llc | Edina | MN | 10/2024 | Present |
1- 10/2024 / DSB Rock Island Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 11/05/2024- Great Valley Advisor Group Inc.- Registered Investment Advisor Hybrid- Admin- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading- I provide administrative support to Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 11/05/2024- DSB Rock Island Wealth Management, LLC - Registered Investment Advisor DBA- Admin- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading- I provide administrative support to Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/07/2024- DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-26 |
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