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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-19
  • MN RA
    APPROVED
    Since 2026-03-19

Branch Locations

301 Carlson Parkway, Suite 140, Minnetonka, MN 55305 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Country Racquet And Fitness Hartland WI 11/2017 04/2018
Greg Baune Mendota Heights MN 07/2023 07/2023
Bank Of England Mortgage Waukesha WI 08/2022 06/2023
Jp Morgan Securities Pewaukee WI 07/2021 08/2022
Jpmorgan Chase Pewaukee WI 07/2018 07/2021
Push Solutions New Berlin WI 05/2017 08/2017
High Tide Inc Wauwatosa WI 02/2018 05/2018
Panera Bread Coralville IA 10/2016 06/2017
Unemployed Waukesha WI 02/2016 09/2016
Gregory Baune Mendota Hts MN 07/2023 08/2024
Northwestern Mutual Investment Services Llc Mendota Hts MN 07/2023 08/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2024 08/2024
Unemployed Minneapolis MN 09/2024 10/2024
Lpl Financial Llc Edina MN 10/2024 Present
  • 11/2017 → 04/2018
    Lake Country Racquet And Fitness
    Hartland, WI
  • 07/2023 → 07/2023
    Greg Baune
    Mendota Heights, MN
  • 08/2022 → 06/2023
    Bank Of England Mortgage
    Waukesha, WI
  • 07/2021 → 08/2022
    Jp Morgan Securities
    Pewaukee, WI
  • 07/2018 → 07/2021
    Jpmorgan Chase
    Pewaukee, WI
  • 05/2017 → 08/2017
    Push Solutions
    New Berlin, WI
  • 02/2018 → 05/2018
    High Tide Inc
    Wauwatosa, WI
  • 10/2016 → 06/2017
    Panera Bread
    Coralville, IA
  • 02/2016 → 09/2016
    Unemployed
    Waukesha, WI
  • 07/2023 → 08/2024
    Gregory Baune
    Mendota Hts, MN
  • 07/2023 → 08/2024
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 03/2024 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2024 → 10/2024
    Unemployed
    Minneapolis, MN
  • 10/2024 → Present
    Lpl Financial Llc
    Edina, MN
Other Businesses

1- 10/2024 / DSB Rock Island Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 11/05/2024- Great Valley Advisor Group Inc.- Registered Investment Advisor Hybrid- Admin- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading- I provide administrative support to Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 11/05/2024- DSB Rock Island Wealth Management, LLC - Registered Investment Advisor DBA- Admin- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading- I provide administrative support to Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/07/2024- DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-19
S63 Uniform Securities Agent State Law Examination 2021-07-26
  • S65 Uniform Investment Adviser Law Examination
    2026-03-19
  • S63 Uniform Securities Agent State Law Examination
    2021-07-26
Other Names
  • Nick J Schnieder
  • Nicholas Schneider
  • Nicholas Joseph Schneider
  • Nick Schneider
  • Nick Schneider

View on SEC IAPD

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