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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-09-10
MA RA APPROVED 2024-03-13
DC RA APPROVED 2023-08-24
NC RA APPROVED 2023-07-31
NV RA APPROVED 2023-05-22
TX RA APPROVED 2023-05-12
RI RA APPROVED 2022-01-12
CA RA APPROVED 2021-09-14
CO RA APPROVED 2021-09-10
NY RA APPROVED 2021-04-16
FL RA APPROVED 2020-07-14
PA RA APPROVED 2017-01-31
CT RA APPROVED 2014-08-11
DE RA APPROVED 2014-03-26
MD RA APPROVED 2014-03-26
NJ RA APPROVED 2014-03-19
  • VA RA
    APPROVED
    Since 2024-09-10
  • MA RA
    APPROVED
    Since 2024-03-13
  • DC RA
    APPROVED
    Since 2023-08-24
  • NC RA
    APPROVED
    Since 2023-07-31
  • NV RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-12
  • RI RA
    APPROVED
    Since 2022-01-12
  • CA RA
    APPROVED
    Since 2021-09-14
  • CO RA
    APPROVED
    Since 2021-09-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2020-07-14
  • PA RA
    APPROVED
    Since 2017-01-31
  • CT RA
    APPROVED
    Since 2014-08-11
  • DE RA
    APPROVED
    Since 2014-03-26
  • MD RA
    APPROVED
    Since 2014-03-26
  • NJ RA
    APPROVED
    Since 2014-03-19

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Hawthorne, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life New York NY 03/2004 Present
Park Avenue Securities New York NY 01/2005 Present
Guardian Life Insurance Company Hawthorne NY 06/2024 Present
Park Avenue Securities Hawthorne NY 06/2024 Present
  • 03/2004 → Present
    Guardian Life
    New York, NY
  • 01/2005 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Hawthorne, NY
  • 06/2024 → Present
    Park Avenue Securities
    Hawthorne, NY
Other Businesses

1) Business Outside of Guardian Life-Write business through other companies for term, group and whole life insurance, Start: 01/01/2011, Address: 437 Madison Avenue, 29th Floor, NY, NY 10022 , 10 total hours per month; 10 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-12
  • S66 Uniform Combined State Law Examination
    2005-07-12
Designations
Other Names
  • Timothy J Faughnan
  • Timothy John Faughnan

View on SEC IAPD

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