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Connor Dougherty

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-27
NY RA APPROVED 2021-07-02
  • TX RA
    APPROVED
    Since 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-02

Branch Locations

300 E 57Th St, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Hopewell Junction NY 03/2021 04/2021
Unemployed Hopewell Junction NY 08/2020 02/2021
Dunkin Donuts Hopewell Junction NY 03/2020 07/2020
Unemployed Hopewell Junction NY 01/2020 02/2020
Plattsburgh State University Plattsburgh NY 08/2015 12/2019
Dunkin Donuts Fishkill NY 06/2016 07/2017
Jilcon Construction Hopewell Junction NY 05/2019 08/2019
J.P. Morgan Securities Llc New York NY 06/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2021 Present
Home Depot New York NY 04/2021 06/2021
Ny Securities Life, Llc New York NY 04/2021 06/2021
  • 03/2021 → 04/2021
    Equitable Advisors, Llc
    Hopewell Junction, NY
  • 08/2020 → 02/2021
    Unemployed
    Hopewell Junction, NY
  • 03/2020 → 07/2020
    Dunkin Donuts
    Hopewell Junction, NY
  • 01/2020 → 02/2020
    Unemployed
    Hopewell Junction, NY
  • 08/2015 → 12/2019
    Plattsburgh State University
    Plattsburgh, NY
  • 06/2016 → 07/2017
    Dunkin Donuts
    Fishkill, NY
  • 05/2019 → 08/2019
    Jilcon Construction
    Hopewell Junction, NY
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2021 → 06/2021
    Home Depot
    New York, NY
  • 04/2021 → 06/2021
    Ny Securities Life, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
S63 Uniform Securities Agent State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-06-25
  • S63 Uniform Securities Agent State Law Examination
    2021-02-12

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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