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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED | 2024-08-08 |
Branch Locations
1201 Demonbreun St Ste 1280, Nashville, TN 37203 • United States
3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Irvine | CA | 03/2021 | Present |
| Jpmorgan Securities Llc | Irvine | CA | 03/2021 | Present |
| Whittier Trust | Newport Beach | CA | 07/2017 | 02/2021 |
| Wells Fargo Private Bank | Irvine | CA | 03/2014 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-29 |
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