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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED_RES | 2026-02-04 |
Branch Locations
499 E Main St, Cartersville, GA 30121 • United States
1795 Mars Hill Rd Nw [Mars Hill], Acworth, GA 30101 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky Ridge Hardware | Vestavia Hills | AL | 05/2014 | 05/2020 |
| Unemployed | Birmingham | AL | 06/2020 | 02/2021 |
| Thrivent Investment Management Inc | Vestavia Hills | AL | 03/2021 | 06/2022 |
| Thrivent Financial | Birmingham | AL | 04/2021 | 06/2022 |
| J.P. Morgan Securities Llc | Atlanta | GA | 07/2022 | 02/2026 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 07/2022 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Cumming | GA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-06 |
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