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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-10
ND RA APPROVED 2025-10-31
VI RA APPROVED 2025-10-30
GA RA APPROVED 2025-10-23
AL RA APPROVED 2025-10-22
AK RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
MN RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
NM RA APPROVED 2025-10-22
NC RA APPROVED 2025-10-22
PR RA APPROVED 2025-10-22
TX RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
CA RA APPROVED 2025-08-13
  • DC RA
    APPROVED
    Since 2025-11-10
  • ND RA
    APPROVED
    Since 2025-10-31
  • VI RA
    APPROVED
    Since 2025-10-30
  • GA RA
    APPROVED
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • AK RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • MN RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • NM RA
    APPROVED
    Since 2025-10-22
  • NC RA
    APPROVED
    Since 2025-10-22
  • PR RA
    APPROVED
    Since 2025-10-22
  • TX RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • CA RA
    APPROVED
    Since 2025-08-13

Branch Locations

39410 Fremont Blvd, Fremont, CA 94538 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

San Leandro,, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Leandro CA 11/2020 07/2025
Hsbc Bank Usa San Francisco CA 09/2019 10/2020
Walgreens San Francisco CA 07/2015 12/2017
San Francisco State University San Francisco CA 08/2015 07/2019
Hsbc Bank Usa, N.A. Fremont CA 07/2025 Present
Hsbc Securities (Usa) Inc. Fremont CA 07/2025 Present
  • 11/2020 → 07/2025
    San Leandro, CA
  • 09/2019 → 10/2020
    Hsbc Bank Usa
    San Francisco, CA
  • 07/2015 → 12/2017
    Walgreens
    San Francisco, CA
  • 08/2015 → 07/2019
    San Francisco State University
    San Francisco, CA
  • 07/2025 → Present
    Hsbc Bank Usa, N.A.
    Fremont, CA
  • 07/2025 → Present
    Fremont, CA
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2021-07-19

View on SEC IAPD

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