Canji Liang

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-11-10
ND	RA	APPROVED	2025-10-31
VI	RA	APPROVED	2025-10-30
GA	RA	APPROVED	2025-10-23
AL	RA	APPROVED	2025-10-22
AK	RA	APPROVED	2025-10-22
DE	RA	APPROVED	2025-10-22
IA	RA	APPROVED	2025-10-22
KS	RA	APPROVED	2025-10-22
LA	RA	APPROVED	2025-10-22
ME	RA	APPROVED	2025-10-22
MD	RA	APPROVED	2025-10-22
MN	RA	APPROVED	2025-10-22
MT	RA	APPROVED	2025-10-22
NE	RA	APPROVED	2025-10-22
NM	RA	APPROVED	2025-10-22
NC	RA	APPROVED	2025-10-22
PR	RA	APPROVED	2025-10-22
TX	RA	APPROVED	2025-10-22
UT	RA	APPROVED	2025-10-22
CA	RA	APPROVED	2025-08-13

DC RA
APPROVED

Since 2025-11-10
ND RA
APPROVED

Since 2025-10-31
VI RA
APPROVED

Since 2025-10-30
GA RA
APPROVED

Since 2025-10-23
AL RA
APPROVED

Since 2025-10-22
AK RA
APPROVED

Since 2025-10-22
DE RA
APPROVED

Since 2025-10-22
IA RA
APPROVED

Since 2025-10-22
KS RA
APPROVED

Since 2025-10-22
LA RA
APPROVED

Since 2025-10-22
ME RA
APPROVED

Since 2025-10-22
MD RA
APPROVED

Since 2025-10-22
MN RA
APPROVED

Since 2025-10-22
MT RA
APPROVED

Since 2025-10-22
NE RA
APPROVED

Since 2025-10-22
NM RA
APPROVED

Since 2025-10-22
NC RA
APPROVED

Since 2025-10-22
PR RA
APPROVED

Since 2025-10-22
TX RA
APPROVED

Since 2025-10-22
UT RA
APPROVED

Since 2025-10-22
CA RA
APPROVED

Since 2025-08-13

Branch Locations

39410 Fremont Blvd, Fremont, CA 94538 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

San Leandro,, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Leandro	CA	11/2020	07/2025
Hsbc Bank Usa	San Francisco	CA	09/2019	10/2020
Walgreens	San Francisco	CA	07/2015	12/2017
San Francisco State University	San Francisco	CA	08/2015	07/2019
Hsbc Bank Usa, N.A.	Fremont	CA	07/2025	Present
Hsbc Securities (Usa) Inc.	Fremont	CA	07/2025	Present

11/2020 → 07/2025

Charles Schwab & Co., Inc.

San Leandro, CA
09/2019 → 10/2020

Hsbc Bank Usa

San Francisco, CA
07/2015 → 12/2017

Walgreens

San Francisco, CA
08/2015 → 07/2019

San Francisco State University

San Francisco, CA
07/2025 → Present

Hsbc Bank Usa, N.A.

Fremont, CA
07/2025 → Present

Hsbc Securities (Usa) Inc.

Fremont, CA

Previous Registrations

2024-05-10 → 2025-08-02

Charles Schwab & Co., Inc.

San Francisco, CA

San Leandro, CA

Westlake, TX

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-10
S63	Uniform Securities Agent State Law Examination	2021-07-19

S66 Uniform Combined State Law Examination

2024-05-10
S63 Uniform Securities Agent State Law Examination

2021-07-19

View on SEC IAPD

Employer firm

Current Employers

Hsbc Securities (Usa) Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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