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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-29 |
Branch Locations
801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 02/2021 | Present |
| Secu Life Insurance Company | Raleigh | NC | 02/2021 | Present |
| State Employees' Credit Union | Raleigh | NC | 01/2013 | Present |
| Credit Union Investment Services | Raleigh | NC | 05/2021 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE 1/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2021. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Rental property, 5007 Tall Pines Ct., Raleigh, NC 27609. Investment related. Title: JTWROS owner. Start date: 11/2021. Duties: none. No hrs/mo devoted to this business. SPNJ Courier Services, LLC. 5605 Soft Wind Dr., Fuquay Varina NC 27526. Not investment related. Title: owner. Start date: 2/2022. Duties: manage business account and payroll. Hrs/mo devoted to business:10. Resilient Mentees, Inc. Address: 5605 Soft Wind Dr Fuquay Varina, NC. 27526 Type of Business: Non-Profit Title: CEO Duties: Educating and guiding foster children through high school, Overseeing daily operation of the organization, Directing grant writers to seek grants, when applicable, Implementing an internship program. Start Date: 12/04/2025 Hours Worked Per month: 15
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-26 |
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