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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-06-05
  • RI RA
    APPROVED
    Since 2025-06-05

Branch Locations

7 Medway Rd, Milford, MA 01757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2021 06/2022
Fidelity Investments Smithfield RI 02/2018 06/2019
Citizens Bank Riverside RI 08/2016 02/2018
Laz Parking Providence RI 09/2014 03/2017
Fidelity Investments Boston MA 06/2022 05/2025
J.P. Morgan Securities Llc Milford MA 05/2025 Present
Bank Of America Lincoln RI 07/2019 02/2021
Unemployed Providence RI 06/2019 07/2019
Jpmorgan Chase Bank, N.A. Milford MA 05/2025 Present
  • 02/2021 → 06/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 02/2018 → 06/2019
    Fidelity Investments
    Smithfield, RI
  • 08/2016 → 02/2018
    Citizens Bank
    Riverside, RI
  • 09/2014 → 03/2017
    Laz Parking
    Providence, RI
  • 06/2022 → 05/2025
    Fidelity Investments
    Boston, MA
  • 05/2025 → Present
    Milford, MA
  • 07/2019 → 02/2021
    Bank Of America
    Lincoln, RI
  • 06/2019 → 07/2019
    Unemployed
    Providence, RI
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Milford, MA
Previous Registrations
  • 2025-03-31 → 2025-04-21
    Pawtucket, RI
    Smithfield, RI
    Boston, MA
  • 2023-03-09 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-22
  • S66 Uniform Combined State Law Examination
    2023-02-22
Other Names
  • Kevin Thomas Mccarthy
  • Kevin Mccarthy

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