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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Parente Financial Consultant | Milford | MA | 02/1987 | Present |
| Parente, Bufalo & Co., Inc | Milford | MA | 11/1995 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Parente Financial Llc | Milford | MA | 01/2025 | Present |
1) PARENTE, BUFALO & CO, INC., NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, ACCOUNTING & TAX PREP FIRM; DUTIES INCLUDE BOOKEEPING, TAX PREPARATION FOR CLIENTS, AND ACCOUNTING WORK; START 1995, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, CO-OWNER. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INSURANCE SERVICES, START 2009, LESS THAN 1 HOUR OER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE. 3) TRUSTEE FOR FATHER'S TESTAMENTARY TRUST, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, TRUSTEE FOR FATHER'S TRUST, START DECEMBER 2014, 2 HOURS PER WEEK - MAY VARY DURING TRADING HOURS, TRUSTEE. 4) CO-EXECUTOR FOR THE ESTATE OF RICHARD DEMO, NOT INVESTMENT RELATED , ADDRESS IS THE RESIDENTIAL LOCATION, CO-EXECUTOR OF BROTHER IN-LAW'S ESTATE, START DECEMBER 2014, 2 HOURS PER WEEK - MAY VARY DURING TRADING HOURS,, APPOINTED BY PROBATE COURT. 5) NAME OF OTHER BUSINESS: PARENTE FINANCIAL LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: MANAGER/OWNER, APX NUMBER OF HOURS PER WEEK: 32, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, BOOK KEEPING SERVICES, REPRESENTATION WITH TAXING AUTHORITIES, AND TAX REPORTING.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-09-05 |
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