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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-31
RI RA APPROVED 2015-10-06
  • TX RA
    APPROVED
    Since 2019-07-31
  • RI RA
    APPROVED
    Since 2015-10-06

Branch Locations

2 S Main St Ste 3, Milford, MA 01757 • United States

230 2Nd Ave Ste 120, Waltham, MA 02451 • United States

Needham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waltham MA 02/2006 03/2020
Ameriprise Financial Services, Llc Waltham MA 03/2020 Present
Other Businesses

Real Estate Ownership; A condo; 16 Winter Street - 27C, , Waltham, MA, 02451; Not Investment-Related; 07/15/2016 / Single Family; 24 Grandview Ave, , Watertown, MA, 02472; Investment-Related; 07/01/2024 / Condominium; 16 Winter Street - 28C, , Waltham, MA, 02451; Not Investment-Related; 07/15/2016. Business Ownership; SIC Ventures, LLC; ; LLC to pay staff/lease & other business related activity to Ameriprise Financial Franchise; Ameriprise Financial 230 2nd Ave - Suite 120 Waltham, MA 02451, ,; Not Investment-Related; 11/07/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-14
  • S66 Uniform Combined State Law Examination
    2006-06-14
Designations

View on SEC IAPD

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