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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-01-24
  • MA RA
    APPROVED
    Since 2014-01-24

Branch Locations

126 Prospect Street, Milford, MA 01757 • United States

317 Washington Street, Auburn, MA 01501 • United States

75 State Street, Boston, MA 02109 • United States

50 Boston Turnpike Route 9, Shrewsbury, MA 01545 • United States

47 Maple Avenue, Shrewsbury, MA 01545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Milford MA 07/2010 Present
Santander Securities, Llc Guaynabo PR 09/2012 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
  • 2004-10-20 → 2007-12-17
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
  • 2003-07-25 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-10
S63 Uniform Securities Agent State Law Examination 1998-06-25
  • S65 Uniform Investment Adviser Law Examination
    2014-01-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-25
Other Names
  • Scott M Johnson

View on SEC IAPD

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