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Kurt Freeman Murphy

Wells Fargo Clearing Services, LLC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-02-26
  • SC RA
    APPROVED
    Since 2015-02-26

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Columbia SC 12/2011 Present
Wells Fargo Advisors Llc Columbia SC 12/2011 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
  • 12/2011 → Present
    Wells Fargo Bank Na
    Columbia, SC
  • 12/2011 → 11/2016
    Wells Fargo Advisors Llc
    Columbia, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Columbia, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-24
S65 Uniform Investment Adviser Law Examination 2006-06-08
S63 Uniform Securities Agent State Law Examination 2005-04-08
  • S66 Uniform Combined State Law Examination
    2015-02-24
  • S65 Uniform Investment Adviser Law Examination
    2006-06-08
  • S63 Uniform Securities Agent State Law Examination
    2005-04-08
Other Names
  • Kurt Freeman Murphy
  • Kurt Freeman Murphy
  • Kurt Freeman Murphy

View on SEC IAPD

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SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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