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Bayley Jensen Thomas

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-13
  • CA RA
    APPROVED
    Since 2021-09-13

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Irvine Irvine CA 09/2017 03/2021
Laguna Beach High School Laguna Beach CA 09/2013 09/2017
Thrivent Investment Management Inc Scottsdale AZ 03/2021 Present
Hardwood Society Mission Viejo CA 11/2019 01/2021
Sawdust Festival Laguna Beach CA 07/2018 09/2019
Thrivent Financial Appleton WI 04/2021 Present
Ubs Financial Services Inc Irvine CA 09/2021 Present
  • 09/2017 → 03/2021
    University Of California, Irvine
    Irvine, CA
  • 09/2013 → 09/2017
    Laguna Beach High School
    Laguna Beach, CA
  • 03/2021 → Present
    Thrivent Investment Management Inc
    Scottsdale, AZ
  • 11/2019 → 01/2021
    Hardwood Society
    Mission Viejo, CA
  • 07/2018 → 09/2019
    Sawdust Festival
    Laguna Beach, CA
  • 04/2021 → Present
    Thrivent Financial
    Appleton, WI
  • 09/2021 → Present
    Ubs Financial Services Inc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-02
  • S66 Uniform Combined State Law Examination
    2021-06-02
Other Names
  • Bayley Thomas

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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