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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-02-08
NH RA APPROVED 2009-10-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-02-08
  • NH RA
    APPROVED
    Since 2009-10-23

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2009 Present
Bank Of America, N.A. New York NY 10/2025 Present
Previous Registrations
  • 2005-09-28 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
    Bedford, NH
    Manchester, NH
    New York, NY
    Manchester, NH
    Manchester, NH
Other Businesses

I "502278", Name of OBA: (OTHER NAME) and Kristen Hanson Address: New Orleans, Louisiana Investment Related: N Position, Title: Co-owner with other family members Employee Start Date: 12/19/2017 No Hours: 1, Monthly No Hours: during trading: 0 Duties: N/A I "1048425", Name of OBA: Rental Property 1, Address: Norfolk, Connecticut, Investment Related: N, Position, Title: Co-owner with other family members, Employee Start Date: 11/1/2022, No Hours: 1, Monthly No Hours: during trading: 0 Duties: N/A I*1537283 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: New Orleans, Louisiana, 70117, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-23
  • S66 Uniform Combined State Law Examination
    2005-05-23

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