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Brendon Earl Dawson

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
  • TX RA
    APPROVED
    Since 2023-05-17

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Houston TX 04/2006 10/2018
Jpmorgan Securities Inc. Houston TX 12/2007 10/2018
Jpmorgan Chase Bank Na Houston TX 10/2018 Present
Jpmorgan Securities Llc Houston TX 10/2018 Present
  • 04/2006 → 10/2018
    Chase Bank
    Houston, TX
  • 12/2007 → 10/2018
    Jpmorgan Securities Inc.
    Houston, TX
  • 10/2018 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 10/2018 → Present
    Jpmorgan Securities Llc
    Houston, TX
Previous Registrations
  • 2006-05-02 → 2007-10-22
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
  • 2005-08-22 → 2006-04-07
    Morgan Stanley Dw Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-19
Other Names
  • Brendon E Dawson

View on SEC IAPD

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