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Gerardo Guzman

Wells Fargo Clearing Services, LLC

Glen Allen, VA

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-16
  • TX RA
    APPROVED_RES
    Since 2021-07-16

Branch Locations

4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 02/2021 Present
Us Tech Solutions Jersey City NJ 02/2021 Present
Target Co. Charlotte NC 04/2020 01/2021
Best Buy Co. Matthews NC 09/2019 01/2020
Geek Squad Inc Matthews NC 02/2020 04/2020
El Vaquero Western Wear Charlotte NC 01/2019 08/2019
University Of North Carolina At Charlotte Charlotte NC 01/2018 05/2020
Unemployed Charlotte NC 01/2010 12/2018
  • 02/2021 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 02/2021 → Present
    Us Tech Solutions
    Jersey City, NJ
  • 04/2020 → 01/2021
    Target Co.
    Charlotte, NC
  • 09/2019 → 01/2020
    Best Buy Co.
    Matthews, NC
  • 02/2020 → 04/2020
    Geek Squad Inc
    Matthews, NC
  • 01/2019 → 08/2019
    El Vaquero Western Wear
    Charlotte, NC
  • 01/2018 → 05/2020
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 01/2010 → 12/2018
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-05
S63 Uniform Securities Agent State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2025-06-05
  • S63 Uniform Securities Agent State Law Examination
    2021-04-30
Other Names
  • Gerardo Guzman

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
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CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
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