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Carissa M. Alexander

J.P. Morgan Securities LLC

New York, NY

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-18
TX RA APPROVED 2024-06-18
  • NY RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED
    Since 2024-06-18

Branch Locations

850 Third Avenue, New York, NY 10022 • United States

277 Park Ave., Fl 36, New York, NY 10172 • United States

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp New York NY 05/2021 06/2022
Unemployed New York NY 08/2020 04/2021
Callahead Corp New York NY 01/2019 07/2020
Halo Salon Brooklyn NY 11/2018 01/2019
Halo Salon Brooklyn NY 04/2016 03/2017
Phx Financial, Inc New York NY 06/2022 05/2024
J.P. Morgan Securities Llc New York NY 06/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2024 Present
Regency Glass Corp Brooklyn NY 03/2017 10/2018
  • 05/2021 → 06/2022
    National Securities Corp
    New York, NY
  • 08/2020 → 04/2021
    Unemployed
    New York, NY
  • 01/2019 → 07/2020
    Callahead Corp
    New York, NY
  • 11/2018 → 01/2019
    Halo Salon
    Brooklyn, NY
  • 04/2016 → 03/2017
    Halo Salon
    Brooklyn, NY
  • 06/2022 → 05/2024
    Phx Financial, Inc
    New York, NY
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2017 → 10/2018
    Regency Glass Corp
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2021-07-08
  • S66 Uniform Combined State Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2021-07-08
Other Names
  • Carissa Marcelle Alexander

View on SEC IAPD

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